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The Current State of RegTech

In conjunction with the FIA Market Technology Division Annual Meeting
13 June 2017 3:30pm CDT
The Union League Club of Chicago // Chicago, IL

Tuesday, June 13, 2017 // The Union League Club of Chicago // Chicago, IL 

Over the past ten years, no two topics have been more important to the futures industry than the rising tide of regulation and the advent of new and disruptive technologies. Not surprisingly, these two forces have been combined to form the discipline of "regtech". The goal of regtech is to utilize technology to help businesses comply with regulations both efficiently and inexpensively. In this panel discussion, we will hear from some of the leading companies in regtech as well as the exchanges and regulators who oversee regulation.


The Union League Club
French Room
65 West Jackson Blvd.
Chicago, IL 60604
3:30-6:00 p.m.


Matthew Scharpf, Vice President, Fixed Income Derivatives and Clearing Sales, Americas, Eurex



James Austin, Chief Executive Officer, Vertex Analytics
Brian Clark, Chief Executive Officer, Ascent Technologies
Corbin Kidd, Chief Technology Officer, DV Trading
Matt Lisle, Director, Futures Chief Compliance Officer, ABN AMRO Clearing Chicago
Kurt Windeler, Senior Director, Market Regulation, Intercontinental Exchange


3:30 p.m. – Registration

3:45 p.m. – Annual Meeting & Panel Discussion

5:00 p.m. – Networking


$40.00 per FIA Market Technology Division Member

$50.00 per Non-division Member

Pre-registration is closed. Please contact for more information.

Information: Contact Mary Freeman, FIA at (202) 772-3033 or Dress for the Union League Club is business casual (no jeans please). Online registration will close at 1:00 p.m. Eastern on Friday, June 9th.





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